Finomial automates investor servicing from end to end, bringing together fund administrators, fund managers, and investors
Analyzes investor data and identifies investors where FATCA declaration is required
Coordinates and automates outreach to investors for FATCA declarations using online email generation and tracking
Enables investors to respond to your FATCA inquiries online for real-time data capture and analysis
Automates the process of collecting W-8 and W-9 forms and archives/audit logs all data collection processes
Provides management analytics on the status of FATCA declarations by fund, investor and investment balance
Rely on fund admins to comply with FATCA, with full visibility for the Responsable Officer
Properly oversee the FATCA process by tracking summary reports on compliance activity across all investors in the Finomial dashboard
Perform / view FATCA compliance for an investor in a single view
Save time on data entry since FUND ADMIN documents are already saved in investor in a single view. View all investors by FATCA status.
View all investors by FATCA status
Perform FATCA compliance for an investor in a single view
Track any open compliance needs and take action. W forms and additional compliance information can all be submitted online
Anti-Money Laundering compliance is about more than checking a name against a database. It’s about ongoing monitoring in the context of the client profile, their activity, and the complex relationships between and among clients and counterparties.
➤ You define the risk classifications & criteria
➤ Streamline reviews based on risk priority
➤ Enable overrides and reporting
➤ Business users can configure risk classifications
➤ Criteria for each risk classification can be customized on the fly
➤ Deep mapping of Underlying Beneficial Owners (UBOs)
➤ Controlling Persons, Related Parties
➤ Drill down to “n” levels of beneficial ownership
➤ Finomial integrates with third party AML databases
➤ You choose the source
➤ LexisNexis Bridger, ThomsonReuters Worldcheck & others
➤ Full audit log with transparency for business users
➤ Management reporting metrics are fully customizable
➤ You define the risk classifications & criteria
➤ Streamline reviews based on risk priority
➤ Enable overrides and reporting
➤ Business users can configure risk classifications
➤ Criteria for each risk classification can be customized on the fly
➤ Deep mapping of Underlying Beneficial Owners (UBOs)
➤ Controlling Persons, Related Parties
➤ Drill down to “n” levels of beneficial ownership
➤ Finomial integrates with third party AML databases
➤ You choose the source
➤ LexisNexis Bridger, ThomsonReuters Worldcheck & others
➤ Full audit log with transparency for business users
➤ Management reporting metrics are fully customizable
➤ You define the risk classifications & criteria
➤ Streamline reviews based on risk priority
➤ Enable overrides and reporting
➤ Business users can configure risk classifications
➤ Criteria for each risk classification can be customized on the fly
➤ Deep mapping of Underlying Beneficial Owners (UBOs)
➤ Controlling Persons, Related Parties
➤ Drill down to “n” levels of beneficial ownership
➤ Finomial integrates with third party AML databases
➤ You choose the source
➤ LexisNexis Bridger, ThomsonReuters Worldcheck & others
➤ Full audit log with transparency for business users
➤ Management reporting metrics are fully customizable
➤ You define the risk classifications & criteria
➤ Streamline reviews based on risk priority
➤ Enable overrides and reporting
➤ Business users can configure risk classifications
➤ Criteria for each risk classification can be customized on the fly
➤ Deep mapping of Underlying Beneficial Owners (UBOs)
➤ Controlling Persons, Related Parties
➤ Drill down to “n” levels of beneficial ownership
➤ Finomial integrates with third party AML databases
➤ You choose the source
➤ LexisNexis Bridger, ThomsonReuters Worldcheck & others
➤ Full audit log with transparency for business users
➤ Management reporting metrics are fully customizable
Know Your Customer is more than a box to check – it’s a collaborative process with your clients and counterparties, and requires sophisticated analytics that cross country boundaries and business lines.
➤ You define KYC document requirements by client type, jurisdiction, activity and risk profile
➤ Automatically solicit annual or periodic document refreshes
➤ Request additional documentation based on client activity, risk rating changes and regulatory requirements
➤ Client profiles converge data & documents, instead of leaving documents siloed in shared drives or document management systems
➤ Review KYC documents in the context of the client profile, risk rating and activity
➤ Customize the workflow to ensure the right number of reviewers, based on client risk profile
➤ Enable escalation inside and outside your organization
➤ Request missing documents from clients automatically
➤ Clients can provide documents directly on the platform, immediately closing the loop
➤ Documents received via email can be automatically harvested into the platform, eliminating painstaking manual steps
➤ Full audit log with transparency for business users
➤ Management reporting metrics are fully customizable
➤ You define KYC document requirements by client type, jurisdiction, activity, and risk profile
➤ Automatically solicit annual or periodic document refreshes
➤ Request additional documentation based on client activity, risk rating changes and regulatory requirements
➤ Client profiles converge data & documents, instead of leaving documents siloed in shared drives or document management systems
➤ Review KYC documents in the context of the client profile, risk rating and activity
➤ Customize the workflow to ensure the right number of reviewers, based on client risk profile
➤ Enable escalation inside and outside your organization
➤ Request missing documents from clients automatically
➤ Clients can provide documents directly on the platform, immediately closing the loop
➤ Documents received via email can be automatically harvested into the platform, eliminating painstaking manual steps
➤ Full audit log with transparency for business users
➤ Management reporting metrics are fully customizable
➤ You define KYC document requirements by client type, jurisdiction, activity, and risk profile
➤ Automatically solicit annual or periodic document refreshes
➤ Request additional documentation based on client activity, risk rating changes and regulatory requirements
➤ Client profiles converge data & documents, instead of leaving documents siloed in shared drives or document management systems
➤ Review KYC documents in the context of the client profile, risk rating and activity
➤ Customize the workflow to ensure the right number of reviewers, based on client risk profile
➤ Enable escalation inside and outside your organization
➤ Request missing documents from clients automatically
➤ Clients can provide documents directly on the platform, immediately closing the loop
➤ Documents received via email can be automatically harvested into the platform, eliminating painstaking manual steps
➤ Full audit log with transparency for business users
➤ Management reporting metrics are fully customizable
➤ You define KYC document requirements by client type, jurisdiction, activity, and risk profile
➤ Automatically solicit annual or periodic document refreshes
➤ Request additional documentation based on client activity, risk rating changes and regulatory requirements
➤ Client profiles converge data & documents, instead of leaving documents siloed in shared drives or document management systems
➤ Review KYC documents in the context of the client profile, risk rating and activity
➤ Customize the workflow to ensure the right number of reviewers, based on client risk profile
➤ Enable escalation inside and outside your organization
➤ Request missing documents from clients automatically
➤ Clients can provide documents directly on the platform, immediately closing the loop
➤ Documents received via email can be automatically harvested into the platform, eliminating painstaking manual steps
➤ Full audit log with transparency for business users
➤ Management reporting metrics are fully customizable
Rely on fund admins to comply with FATCA, with full visibility for the Responsable Officer
Properly oversee the FATCA process by tracking summary reports on compliance activity across all investors in the Finomial dashboard
Perform / view FATCA compliance for an investor in a single view
Track all capital activity across all fund management companies
Find any and all investor data and documents – plus detailed data on investor compliance matters
Manage communications in one system! Follow a clear work queue and know which team members to take
Trade your trace status in real-time
Rely on fund admins to comply with FATCA, with full visibility for the Responsible Officer
Properly oversee the FATCA process by tracking summary reports on compliance activity across all investors in the Finomial dashboard
Perform / view FATCA compliance for an investor in a single view
Review performance reports, compliance activity and investment activity all in one place
Access your fund profiles, manager bios and new fund launches all in one platform
Review and monitor investment status across multiple funds
Review performance reports, compliance activity and investment activity all in one place
Access your fund profiles, manager bios, and new fund launches all in one platform
Review and monitor investment status across multiple funds